Under Lock & Key

The Dangerous Class and Revolutionary Theory
J. Sakai
Kersplebedeb Publishing, 2017
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The bulk of this double book is looking at the limited and contradictory writings of Marx/Engels and Mao on the subject of the lumpen with greater historical context. MIM(Prisons) and others have analyzed their scattered quotes on the subject.(1) But Sakai’s effort here is focused on background research to understand what Marx, Engels and Mao were seeing and why they were saying what they were saying. In doing so, Sakai provides great practical insight into a topic that is central to our work; the full complexities of which have only begun to unfold.

Size and Significance

In the opening of the “Dangerous Class”, Sakai states that “lumpen/proletarians are constantly being made in larger and larger numbers”.(p.3) This follows a discussion of criminalized zones like the ghetto, rez or favela. This is a curious conclusion, as the ghettos and barrios of the United $tates are largely being dispersed rather than expanding. Certainly the rez is not expanding. Sakai does not provide numbers to substantiate these “larger and larger” lumpen populations today.

In our paper, Who is the Lumpen in the United $tates? we do run some census numbers that indicate an increase in the U.$. lumpen population from 1.5% of the total population in 1960 to over 10% in 2010. However, other methods led us to about 4% of the U.$. population today if you only look at oppressed nation lumpen, and 6 or 7% if you include whites.(1) This latter number is interestingly similar to what Marx estimated for revolutionary France (around 1850)(p.66), what Sakai estimates for Britain around 1800(p.112), and what Mao estimated for pre-revolutionary China.(p.119) Is 6% the magic number that indicates capitalism in crisis? The historical numbers for the United $tates (and elsewhere) are worthy of further investigation.

Alliances and Line

Certainly, at 6% or more, the lumpen is a significant force, but a force for what? In asking that question, we must frame the discussion with a Marxist analysis of capitalism as a contradiction between bourgeoisie and proletariat. There’s really just two sides here. So the question is which side do the lumpen fall on. The answer is: It depends.

One inspiring thing we learn in this book is that the lumpen made up the majority of the guerrillas led by Mao’s Chinese Communist Party at various times before liberation.(p.122) This shows us that the lumpen are potentially an important revolutionary force. However, that road was not smooth. On the contrary it was quite bloody, involving temporary alliances, sabotage and purges.(pp.201-210)

Sakai’s first book spends more time on the French revolution and the obvious role the lumpen played on the side of repression. Marx’s writings on these events at times treated the Bonaparte state as a lumpen state, independent of the capitalist class. This actually echoes some of Sakai’s writing on fascism and the role of the declassed. But as Sakai recognizes in this book, there was nothing about the Bonaparte government that was anti-capitalist, even if it challenged the existing capitalist class. In other words, the mobilized lumpen, have played a deciding role in revolutionary times, but that role is either led by bourgeois or proletarian ideology. And the outcome will be capitalism or socialism.

Defining the Lumpen, Again

Interestingly, Sakai does not address the First World class structure and how that impacts the lumpen in those countries. Our paper, Who is the Lumpen in the United $tates? explicitly addresses this question of the First World lumpen as distinct from the lumpen-proletariat. While MIM changed its line from the 1980s when it talked about significant proletariats within the internal semi-colonies of the United $tates, this author has not seen Sakai change eir line on this, which might explain eir discussion of a lumpen-proletariat here. Sakai’s line becomes most problematic in eir grouping of imperialist-country mercenaries in the “lumpen”. Ey curiously switches from “lumpen/proletariat” when discussing China, to “lumpen” when discussing imperialist-country mercenaries, but never draws a line saying these are very different things. In discussions with the editor, Sakai says the stick up kid and the cop aren’t the same kind of lumpen.(p.132) Sure, we understand the analogy that cops are the biggest gang on the streets. But state employees making 5 or 6-digit incomes with full bennies do not fit our definition of lumpen being excluded from the capitalist economy, forced to find its own ways of skimming resources from that economy. The contradiction the state faces in funding its cops and soldiers to repress growing resistance is different from the contradiction it faces with the lumpen on the street threatening to undermine the state’s authority.

Sakai dismisses the idea that the line demarking lumpen is the line of illegal vs. legal. In fact, the more established and lucrative the illegal operation of a lumpen org is, the more likely it is to be a partner with the imperialist state. That just makes sense.

The inclusion of cops and mercenaries in the lumpen fits with Sakai’s approach to the lumpen as a catchall non-class. We do agree that the lumpen is a much more diverse class, lacking the common life experience and relationship to the world that the proletariat can unite around. But what’s the use of talking about a group of people that includes Amerikan cops and Filipino garbage pickers? Our definitions must guide us towards models that reflect reality close enough that, when we act on the understanding the model gives us, things work out as the model predicts more often than not. Or more often than any other models. This is why, in our work on the First World lumpen in the United $tates, we excluded white people from the model by default. We did this despite knowing many white lumpen individuals who are comrades and don’t fit the model.

How about L.O.s in the U.$.?

The analysis of the First World lumpen in this collection is a reprint of Sakai’s 1976 essay on the Blackstone Rangers in Chicago. Sakai had referred to L.O.s becoming fascist organizations in New Afrikan communities in a previous work, and this seems to be eir basis for this claim.

While the essay condemns the Blackstone Rangers for being pliant tools of the Amerikan state, Sakai does differentiate the young foot soldiers (the majority of the org) from the Main 21 leadership. In fact, the only difference between the recruiting base for the Rangers and the Black Panthers seems to have been that the Rangers were focused on men. Anyway, what Sakai’s case study demonstrates is the ability for the state to use lumpen gangs for its own ends by buying off the leadership. There is no reason to believe that if Jeff Fort had seen eye-to-eye with the Black Panthers politically that the youth who followed him would not have followed him down that road.

Essentially, what we can take from all this is that the lumpen is a wavering class. Meaning that we must understand the conditions of a given time and place to better understand their role. And as Sakai implies, they have the potential to play a much more devastating and reactionary role when conditions really start to deteriorate in the heart of the empire.

Relating this to our practice, Sakai discusses the need for revolutionaries to move in the realm of the illegal underground. This doesn’t mean the underground economy is a location for great proletarian struggle. It can contain some of the most egregious dehumanizing aspects of the capitalist system. But it also serves as a crack in that very system.

As comrades pointed out in our survey of drug use and trade in U.$. prisons, the presence of drugs is accompanied by an absence of unity and struggle among the oppressed masses. Meanwhile effective organizing against drug use is greatly hampered by threats of violence from the money interests of lumpen organizations and state employees.(2) The drug trade brings out the individualist/parasitic tendencies of the lumpen. Our aim is to counter that with the collective self-interest of the lumpen. It is that self-interest that pushes oppressed nation youth to “gang up” in the first place, in a system that is stacked against them.

The revolutionary/anti-imperialist movement must be active and aggressive in allying with the First World lumpen today. We must be among the lumpen masses so that as contradictions heighten, oppressed nation youth have already been exposed to the benefits of collective organizing for self-determination. The national contradiction in occupied Turtle Island remains strong, and we are confident that the lumpen masses will choose a developed revolutionary movement over the reactionary state. Some of the bourgeois elements among the lumpen organizations will side with the oppressor, and with their backing can play a dominant role for some times and places. We must be a counter to this.

While Mao faced much different conditions than we face in the United $tates today, the story of alliances and betrayals during the Chinese revolution that Sakai weaves is probably a useful guide to what we might expect. Ey spends one chapter analyzing the Futian Incident, where “over 90 percent of the cadres in the southwestern Jiangxi area were killed, detained, or stopped work.”(p.205) The whole 20th Army, which had evolved from the lumpen gang, Three Dots Society, was liquidated in this incident. It marked a turning point and led to a shift in the approach to the lumpen in the guerilla areas. While in earlier years, looting of the wealthy was more accepted within the ranks of guerrilla units, the focus on changing class attitudes became much greater.(p.208) This reflected the shift in the balance of forces; the development of contradictions.

Sakai concludes that the mass inclusion of lumpen forces in the guerrilla wars by the military leaders Mao Zedong and Chu Teh was a strategic success. That the lumpen played a decisive role, not just in battle, but in transforming themselves and society. We might view the Futian Incident, and other lesser internal struggles resulting in death penalties meted out, as inevitable growing pains of this lumpen/peasant guerilla war. Mao liked to quote Prussian general Carl von Clausewitz, in saying that war is different from all other humyn activity.

For now we are in a pre-war period in the United $tates, where the contradictions between the oppressed and oppressors are mostly fought out in the legal realms of public opinion battles, mass organizing and building institutions of the oppressed. Through these activities we demonstrate another way; an alternative to trying to get rich, disregarding others’ lives, senseless violence, short-term highs and addiction. We demonstrate the power of the collective and the need for self-determination of all oppressed peoples. And we look to the First World lumpen to play a major role in this transformation of ourselves and society.

We take action regardless of whether we will ultimately win or lose. We take action simply because it is in our nature to resist injustice and oppression. It is who we are. And we recognize that not everyone has that same nature. We should not criticize or look down on those who don’t have enough strength for this fight against the odds. After all, oppression of the weak and unfortunate is the very thing we are struggling against. So we hold no animosity towards the naysayers as long as they do not directly interfere with our cause, and we are happy when our actions benefit them even though they refused to participate. People cannot help being the way they are. For those of us with the revolutionary spirit the struggle comes as naturally as apathy and passivity comes to those who refuse to participate.

But the truth is that we most definitely can make a difference. The government and the TDCJ administration would like us to believe they are all-powerful and can do whatever they want without concern for any consequences, but that is just propaganda intended to make us give up before we even start. We know this from experience because we have won victories already. We have seen even just a handful of prisoners come together many times and force the administration to improve conditions or follow its own rules.

We know that just because our actions are ignored at first or because we got a rubber stamp response on a grievance doesn’t mean it didn’t have an effect. Everything has an effect and it all adds up. We recognize that change in any area of life generally requires sustained action over a long period of time. The pigs’ first line of defense is to keep us ignorant and keep us discouraged, but we must know better than to fall into those traps.

What we often see is prisoners coming together in a spontaneous uprising when abuses reach a crisis point. The administration will quickly back down and meet their demands. But then when this temporary mobilization of the mass of prisoners falls apart, the administration incrementally begins the same abuses all over again. If they overstep and the prisoners mobilize themselves once more, then the administration just repeats the process of backing down and incrementally reimposing the same abuses. In this way they gradually accustom the prisoners to accept the abuse of their rights and human dignity.

So another reason why we take action is simply to stay mobilized and able to resist the incremental erosion of our rights. We don’t fool ourselves about the possibility of keeping the whole mass of prisoners fully mobilized. The majority will always care more about watching TV and playing fantasy football. But there are also at least a few prisoners who see revolutionary work as a way to pass the time that is just as enjoyable and interesting, with the added benefit that it actually gives them some real power over their circumstances. If we can keep this core of dedicated revolutionaries organized and active at all times, then we can put up constant resistance to the erosion of our rights. And we will have an organizational framework and leadership already in place that allows us to quickly mobilize the masses for some larger project whenever it becomes necessary.

We know all this is an uphill battle, but we can take heart when we study the past. In the broad sweep of history the course of events has overwhelmingly been in our favor. The oppressors of the world have been fighting a desperate retreat for the last thousand years, losing battle after battle in the struggle for human rights. It is clear which way the wind is blowing. And the struggle for prisoners’ rights fits squarely within that larger struggle.

There will be a day in the not-so-distant future when people look back with horror and shame at our current culture of mass incarceration and the conditions in these prisons. And those who struggled for prisoners’ rights and reform of the criminal justice system will be grouped among the heroes who fought to overcome absolutist monarchies, colonialism, slavery, worker exploitation, racism, sexism, and every other form of oppression. We can take action with absolute confidence that we are on the right side of history. In the long run, we are assured of victory.

MIM(Prisons) responds: So much of what this author writes here speaks directly to the value of perseverance in our work. The project of building revolution (or making any great impact on the world) is made up of many, many, many days of mundane tasks. Some days of excitement. And many more days of mundane commitment.

In a debate on whether people are born as, or developed into, revolutionaries, it seems like this author would argue the former. But surely everyone who’s turned on to politics can also remember a time in their life when they were apathetic and passive. Whether from an incorrect understanding of how the world works, or a lack of faith in our own ability to change and make change. At some time, probably over a long time, we decided to stand up.

Well, how do people turn from only participating when there’s an acute problem, to making that long-term commitment to building a revolution? (Hint: it’s not a persynality trait we’re born with.)

Author and bourgeois psychologist Angela Duckworth says developing interest and passion for your work (the type of passion that sticks it out through the hard times) is made of “a little bit of discovery, followed by a lot of development, and then a lifetime of deepening.”(1) In the quote below Duckworth talks about “having fun” as part of developing interest. While prisons certainly aren’t fun, we can apply this concept to prisoners facing repression, where the “trigger” for interest is repeated exposure to examples and experiences of resistance.

“Before hard work comes play. Before those who’ve yet to fix on a passion are ready to spend hours a day diligently honing skills, they must goof around, triggering and retriggering interest. Of course, developing an interest requires time and energy, and yes, some discipline and sacrifice. But at this earliest stage, novices aren’t obsessed with getting better. They’re not thinking years and years into the future. They don’t know what their top-level, life-orienting goal will be. More than anything else, they’re having fun.”

“… [I]nterests are not discovered through introspection. Instead, interests are triggered by interactions with the outside world. The process of interest discovery can be messy, serendipitous, and inefficient. This is because you can’t really predict with certainty what will capture your attention and what won’t. You can’t simply will yourself to like things, either. …”

“… [W]hat follows the initial discovery of an interest is a much lengthier and increasingly proactive period of interest development. Crucially, the initial triggering of a new interest must be followed by subsequent encounters that retrigger your attention – again and again and again.”

Just because someone is initially uninterested in the politics behind the mass action, through repeated exposure and “retriggering interest,” we can encourage them to go deeper. And after the initial interest is sparked, Duckworth says deliberate practice, a sense of purpose, and a hopeful attitude, are what enable us to commit and excel. These approaches are what cause us to overcome the adversity that the author describes in the article above, of administrative failures, discouragement from staff, and even our own mistakes.

And Duckworh argues, based on eir decades of study, that these qualities can be nurtured and developed – by individuals themselves, and by people outside of those individuals. As organizers, we need to work to develop interest, practice, purpose, and hope in others. In eir book Grit, Duckworth lays out many methods to do this, some of which we’ve touched on in other articles throughout this issue of ULK. With this response, we primarily want to highlight that a revolutionary fighting spirit is something that we can cultivate; just because someone doesn’t have it now doesn’t mean they won’t ever have it. And it’s the organizer’s job to make that process as successful as possible.

While many euro-Amerikans languish and suffer in U.$. prisons, it is those whose land the Amerikans seized and occupy, and those the Amerikans enslaved and exploited, who disproportionately rot here. The First World lumpen are an excess population, that imperialism has limited use for.

One solution to this problem has been using the lumpen to distribute and consume narcotics. Narcotics, and the drug game itself pacify the lowest classes of the internal semi-colonies, by providing income and distracting drama, while circulating capital.(1) Of course, rich Amerikans play a much larger role in propping up drug sales.

Another solution to the excess population has been mass incarceration. Prisons serve as a tool of social control; a place to put the rebellious populations that once spawned organizations like the Black Panther Party and Young Lords Party. Meanwhile, imprisonment serves to drain the resources of the internal semi-colonies in numerous ways.(2) This reinforces their colonial states in relation to the Amerikan empire. As an institution, mass incarceration serves as an outlet at home for the racist ideology that imperialism requires from its populace for operations abroad. The criminal injustice system sanitizes national oppression under the banner of “law and order,” reducing the more open manifestations of the national contradiction within the metropole that brought about the recognition of the need for national liberation in the 1960s and 1970s.(3)

The following are excerpts from a Minnesota comrade’s response to “MIM(Prisons) on U.$. Prison Economy”, originally published in ULK 8 currently available in the “13th Amendment Study Pack”(updated 8/10/2017).

“In as much as I agree with MIM’s positions in this study pack, I find it beyond the pale of relevance in arguing over whether the conditions We now exist under are in fact slavery or exploitation or rather oppression that revolves around laws devised to ensure that the first class’s social, political and economic control is maintained. Mass incarceration might be all of those above or none at all, to those of Us in the struggle. What we all can agree on is that mass incarceration is a machine being used to exterminate, as the imperialists see us, the undesirable sub-underclass.

“…Prisons are being used to remove black and brown males at their prime ages of producing children, going to college, and gaining meaningful vocational training. This loss of virulent males in Our communities does more than weaken them. It removes from the female an eligible male and acts no different than sterilization. Instead of incinerators or gas chambers, We are being nurtured, domesticated, doped, and fed carcinogens. Moreover, prisons have provided us with disease-ridden environments, and poor diets, minimum ambulatory exercise, poor air and water. Lastly, the removal of cognitive social stimuli necessary for the maturation of social skills has created an underdeveloped antisocial human being lacking in compassion and individuality.

“…the reason that the slavery or exploitation argument doesn’t resonate for those of Us who are on the front line, I think, is because it’s muted by the point that incarceration is an institution created by the oppressor. It will have vestiges of slavery, exploitation, and social control within it. To what degree? is arguable.”

So far we have no disagreements with this comrade. And while we have long upheld this point to be important for our understanding of mass incarceration in the United $tates and how to fight it, we do recognize that the slavery analogy will resonate with the masses on an emotional level. The comrade later goes on to reinforce our position:

“Eradication is where slavery and mass incarceration split. Although slaves were punished and victims of social control, they had value and were not eradicated.”

A crass example of this was exposed last month when Kern County pigs turned on one of their own and released a video of Chief Pig Donny Youngblood stating that it’s cheaper to kill someone being held by the state than to wound them. These are state bureaucracies, with pressure to cut budgets. While keeping prison beds full is in the interest of the unions, it is not in the immediate financial interest to the state overall.

Whereas we agree with this comrade when ey discusses the role of convict leasing in funding southern economies shortly after the creation of the 13th Amendment, we disagree with the analogy to funding rural white communities today.

“The slave, instead of producing crops and performing other trades on the plantation is now a source of work… So to insist states aren’t benefactors of mass incarceration is incredulous. Labor aristocrats and the imperialist first class, who are majority Caucasian males, have disproportionately benefited.”

The difference is a key point in Marxism, and understanding the imperialist economy today. That the existence of millions of prisoners in the United $tates creates jobs for labor aristocrats is very different from being a slave, whose labor is exploited. And the difference is that the wealth to pay the white (or otherwise) prison staff is coming from the exploitation of the Third World proletariat. And the economy around incarceration is just one way that the state moves those superprofits around and into the pockets of the everyday Amerikan. The “prisoner-as-slave” narrative risks erasing the important role of this imperialist exploitation.

Another reason why we must be precise in our explanation is the history of white labor unions in this country in undermining the liberation struggles of the internal semi-colonies. Hitching the struggle of prisoners to that of the Amerikan labor movement is not a way to boost the cause. It is a way to subordinate it to an enemy cause – that of Amerikan labor.

There is a cabal of Amerikan labor organizers on the outside that are pushing their agenda to the forefront of the prison movement. Their involvement in this issue goes back well over a century and their position has not changed. It is a battle between the Amerikan labor aristocracy and the Amerikan bourgeoisie over super-profits extracted from the Third World. In this case the labor aristocracy sees that prisoners working for little to no wages could cut into the jobs available to their class that offer the benefit of surplus value extraction from other nations. Generally the labor aristocracy position has won out, keeping the opportunities for real profiteering from prison labor very limited in this country. But that is not to say that exploitation of prison labor could not arise, particularly in a severe economic crisis as Third World countries delink from the empire forcing it to look inward to keep profits cycling.

While our previous attempt to tackle this subject may have come across as academic Marxist analysis, we hope to do better moving forward to push the line that the prison movement needs to be tied to the anti-colonial, national liberation struggles both inside and outside the United $tates. And that these struggles aim to liberate whole nations from the United $tates, and ultimately put an end to Amerikanism. Selling those struggles out to the interests of the Amerikan labor movement will not serve the interests of the First World lumpen.

SNY has been “represented”, we’ve been building and growing for years. I personally came from the mainline after 15 years of the madness. I’ve been there with the Black Guerrilla Family, Nuestra Familia, Mexican Mafia, and Aryan Brotherhood. I was at Calipatria when the “East Coast Crips” stormed the program office. I’ve also walked the level IV yards with Elmer Geronimo Pratt, Ruchell Magee, as well as the comrade Askari.

The inmates on SNYs are not your enemies. “We know the enemy.” A lot of us made a conscious informed choice to step away from the gangbanging and go home to our families, are we less because we made a choice best for us? Moreover I stand with you, and look for your next essay so we can build together. Check Under Lock & Key No. 40,53,55, just to start, but I’m all over. Revolutionary theory without practice ain’t shit.

Dear sista, you and I know that the mainline is full of people who have no honor or respect, and the class of people are not the same as in the 1980s or 1990s, so I’m not missing the line at all. What I do miss is the respect level. But just like the mainline, SNYs have strong revolutionary comrades, it’s who you have around you, just as on the line, we also know there are child molesters as well as rapists there too. One of the reason I left was because I was a part of the “Damu Car,” Piru in fact, and when someone known to be a rat, and all the homies know, but since he has the drugs and he’s paying rent he has a pass. I was good, not to mention the so-called homie that rob and rape another homie’s wife and we have to let this unknown dude keep walking around us left a fucked up taste in my mouth. So there was only one step I could take in good conscience.

We as Damus we moved in a political motion anyway. So me becoming revolutionary was just the next step in my evolution as a man. When I hit the prison in 1992 I was taught about my history: George Jackson, Frantz Fanon, Huey P Newton, Fred Hampton, The Almighty Black P. Stone Nation and all the letters because they were all here FOI-NOI-BGF-KUMI-DAMUs–Kiway’s- all of that, SNYs are the way they are because when you come to this side all of your old homies consider you a rat, even if you never said a word to the pigs.

G.P. is a capitalist community; who ever has the drugs can call the shots, who ever has the phone is the big homie. That’s a very tainted and corrupt political line they’re pushing, I also agree with the comrade in Georgia, that the contagious disease of backbiting needs to stop. I feel the same way. The real is that I’ve been in the mix with a lot of the Damus on the mainline and they know where I stand, and have told that they see the improvements in me and we’ve had serious political talks about the state of the line vs the SNY yards.

When I was at Richard J. Donavon (see Under Lock & Key issue no 40) I created a cadre that consisted of SNY and mainline comrades, Black, white and Hispanic. And what the Georgia comrade said is right, everyone on this backbiting shit should take a long and serious look at themselves and really pay attention to the way Willie Lynch syndrome has been effective. When he instructed the slave masters to always keep them divided, separated, and distrustful of one another, and at odds with one another.

Posting up essays and articles on the wall is a go0d move, and I will add that to my get down. Anyway, I’m going to end this the same way I entered it by stating that the loss of my heroes Fred Hampton, Huey P. Newton, and George Jackson represented a most tragic set back not just for the Black Panther Party, but also for the liberation movement in general. These men who were potentially heir apparent to fallen leaders like Malcolm X, and Che Guevara.

The real shit is “SNY and the mainline,” may never be able to get past the emotional hatred that comes from mainline prisoners, but will that stop SNY inmates and political prisoners from being a leading force in building the bridges that can we can cross to make the revolution? No! We are just as focused as you if not more because we have a role to play in this movement, I only live to make the revolution. So I understand my life may be cut short, but I will live and die for the people.

I’m responding in regards to ScHoolboy Q of the Hoover Crips in Los Angeles mentioned in Under Lock & Key 56. I’m a real 74 St Hoover Crip from the 70-99, with the real 83 St Hoover Crips, 92 St Hoover Crips and what is now known as 52 St Hoover Crips. This ScHoolboy Q is living off the fame of something he knows nothing about. He can not tell you about the struggle or how the Hoover Groover became the Hoover Crips or why the Crip culture of the 2 years are so disrespected by the neighborhoods they claim to be from. Let’s not put rap and money into the struggle. The quote is Crips don’t die, they multiply. That is the correct wording of the Crip saying. The stuff these rappers are saying take away from the true street life of Crips and the struggle to free the hoods they live in or the cop culture they had to fight with each day. Please let’s stay with facts when referencing the struggle. He ain’t kill no one, has not been shot, or has he shot anyone? He knows nothing about Hoover and that a fact.

MIM(Prisons) responds: We always welcome our readers assistance in staying with the facts. The mention of the Crips in that review was meant to highlight the connection to a positive New Afrikan struggle. In doing so we reinforced ScHoolboy Q’s self-identity as a Crip, something we cannot speak to. We can observe that today he’s making news for calling out United Airlines for putting his little dog on the wrong connecting flight, while real Crips are doing long bids in cages.

Being a “real Crip” in itself is full of contradictions. A lot of senseless loss of life has occurred in neighborhoods like the one this comrade came from. But we do respect the voices of the OGs that lived that struggle and are allies to the anti-imperialist struggle. It’s no coincidence that we see many who come from that life pledging their lives to the people. The worst criminals kill thousands around the globe and never express any remorse.

In the past we spent a good amount of time trying to work with some comrades to document that history for a book on the lumpen that was never completed. But we still welcome the stories from comrades like the one above, that will allow others to learn from the history and evolution of lumpen organizations in this country. The Crips are an interesting phenomenon as they are known internationally, and the name is repped by many who read our newsletter who do not know the history and struggle this comrade speaks to. It is a true cultural heritage of the New Afrikan lumpen in Los Angeles, the good and the bad. We hope that comrades from that culture can use it for good.

MIM(Prisons) began to draft a book on the lumpen class a few years ago. We found a gap in the theoretical material on this subject and realized that our observations about this class are a unique contribution to Marxist theory. A lot of research was done, particularly on defining the lumpen class within U.$. borders, but due to competing projects and limited time, the book was put on hold. We began distributing the chapter with our research in draft form, but are not yet close to completing the book, nor do we currently have the funds or resources to print another book. As a result, we are turning to the pages of Under Lock & Key to sum up some of our key findings and further develop and apply our theory of the First World lumpen. This article is just a summary of the more extensive draft chapter on the lumpen class which is available from MIM(Prisons) upon request for, $5 or equivalent work trade.

U Can’t Sell Dope Forever

“Power is the ability to define a phenomenon and make it act in a desired manner.” - Huey P. Newton

Marxist socialism is based in the idea that humyns, as a group, can take charge of the natural and economic laws that determine their ability to meet their material needs. Taking charge does not mean that they can decide these laws, but that they can utilize them. In doing so they develop a scientific understanding of the world around them.

Under capitalism, the anarchy of production is the general rule. This is because capitalists only concern themselves with profit, while production and consumption of humyn needs is at the whim of the economic laws of capitalism. As a result people starve, wars are fought and the environment is degraded in ways that make humyn life more difficult or even impossible. Another result is that whole groups of people are excluded from the production system. Whereas in pre-class societies, a group of humyns could produce the basic food and shelter that they needed to survive, capitalism is unique in keeping large groups of people from doing so.

In the industrialized countries like the United $tates, the culture and structure of society has eliminated opportunities and knowledge to be self-sufficient. Production is done socially instead. Simplistically this might look like: one company produces bread, another produces shoes, and everyone working for each company gets paid and uses their pay to buy things from the other companies. Everyone gets what they need by being a productive member of the larger society.

The problem is that there are not enough jobs. At first this might seem like a good thing. We are so advanced that we can get all the work done for the whole group with only a portion of those people having to work. But under capitalism, if you’re not in an exploiter class, not working means you do not get a share of the collective product. So when whole groups are not able to get jobs, they must find other ways of getting the goods that they need to survive. And we all know various ways that people do this.

So first capitalism has separated people from their need to provide everything for themselves. In doing so the capitalists alienate the worker from eir product, because it becomes the property of the capitalist. But those without jobs are also alienated from the whole production process. People often turn to the illegal service economy of selling drugs or sexual favors, or robbing and fencing stolen goods. Many also turn to the state for social services to get a distribution of the social product, without participating in production.

All of these solutions are even more alienating than working for the capitalists. Being a shoemaker or a baker are productive tasks that people can find pleasure in, even if they do not have a say in how the product of their labor is then distributed. Given the option, people generally don’t want to poison their community, deal with the threat of violence every day, sell their body, steal from people or even take handouts without being able to participate in producing. All of these endeavors require the individual to justify actions that they know are wrong, to dehumanize other people and themselves, and to just live under a lot of stress.

These activities, and the justifications that come with them, contribute to what then becomes the consciousness of this group of people excluded from the economy. Marx wrote about the alienation of the proletariat resulting from them not having a say in how the product of their labor is utilized. But there is a deeper level of alienation among the lumpen in that they must alienate themselves from other humyn beings, even those who are in similar situations to themselves. Capitalism promotes a dog-eat-dog mentality that is alienating for all people because we are encouraged to look out for ourselves and not trust others. But this is most pronounced for the lumpen, who are in turn demonized for their disregard for other people.

The demonization that the lumpen faces by the rest of society is one reason that none of these endeavors have futures. You can’t sell dope forever. You certainly can’t be a prostitute forever. Robbing and scamming is dangerous to say the least. And there are strong policies today to keep people from being on public assistance for too long. So there is a strong interest among the lumpen class to choose another path, one that addresses the alienation and lack of control they have over their own lives, including a limited ability to meet their own needs.

While we recognize that the leading force for revolution is the proletariat, our analysis clearly shows that the proletariat is virtually non-existent within U.$. borders, limited primarily to the small migrant worker population. The predominance of the labor aristocracy within imperialist countries today makes the lumpen a more important element than in times and places where the proletariat is the overwhelming majority. Just as Mao had to apply Marx’s analysis to Chinese conditions and understand the key role the peasantry plays in revolution in countries where that group is large, we must apply dialectical materialist analysis to the world today to understand the role that will be played by each significant class in Amerikan society.

The lumpen are a more important class in imperialist society today than in the past, and as a result we must identify those who fall in this group and analyze whether they are friends or enemies of the revolution. This essay attempts to identify the lumpen in the United $tates by looking at several potential indicators of economic and social position in society.

First World vs. Third World lumpen

The lumpen is defined as being excluded from the capitalist system; excluded from production and consumption. Of course, everyone must consume to survive, and the lumpen lives on as a class. But their consumption is outside the realm of capitalist relations. The lumpen must take from others what it needs to survive. And in an exploited country the lumpen takes from working people, the petty bourgeoisie and other lumpen who surround them. It is much harder and therefore more rare to take from the bourgeoisie, so the bourgeoisie doesn’t much care that the lumpen exist. The lumpen in the Third World is a parasite class, but primarily a parasite on the masses of the oppressed nations.

In the United $tates, we have no significant proletariat, so the lumpen class must be a parasite on the petty bourgeoisie. Historically that petty bourgeoisie has been white, while the lumpen have been concentrated in the New Afrikan ghettos, the reservations of First Nations, and the inner city oppressed communities in general. The national contradiction meant that the lumpen posed a threat to the stability of the country.

The history of social services in the United $tates comes from the Great Depression of the 1930s. As socialism and fascism were expanding to address the problems created by the anarchy of production, U.$. President Franklin Delano Roosevelt had to take drastic measures to preserve bourgeois democracy. The New Deal recovery program was that measure. It brought a system of social safety nets that live on to this day, though they were reformed and reduced starting in the 1980s with the Reagan administration.

This system allowed the emerging lumpen class to participate in the system of distribution and consumption without participating in production. They could do so in a way that was less precarious, less dangerous and better paying than their counterparts in the Third World. In addition to the federal government’s services, there is infrastructure in the First World to provide clean water and sanitation to people of all classes. There is rampant overconsumption and waste that makes acquiring basic needs like food and clothing a snap, and there is enough wealth in the country that many non-governmental organizations can fund their own programs to provide food and other materials and services to those in need. For all these reasons, the First World lumpen are a qualitatively different class than the Third World lumpen proletariat in that they do benefit from living in an imperialist country.

Some claiming Marxism tell us that those we call lumpen are really part of the proletariat; they are just part of the reserve army of labor that Marx talked about being necessary to keep wages down among the workers that were employed via competition. But as has been demonstrated, there is no significant proletariat in the United $tates (request our Labor Aristocracy study pack for more on this topic). And while there is a contradiction between employers and employees over wages, this has not been an antagonistic contradiction in post-WWII U.$.A.

To the extent that there is a proletariat in this country, they are migrant workers. And therefore the reserve army of labor is found south of the Rio Grande and elsewhere in the Third World.

The First World lumpen are the remnants of a long history of national oppression. The question that they face is whether the oppressor nation is willing and able to continue to integrate them into the Amerikan petty bourgeoisie, or if racism and economic crisis will lead to an increased lumpenization of the internal semi-colonies as Amerika pushes its problems off on them.

The white nation in North America has always been a predominately petty bourgeois nation. Therefore petty bourgeois class consciousness is overwhelmingly dominant among white people of all classes. Where there is potential for revolutionary white lumpen, it will be more common when in close proximity or integrated with oppressed nation lumpen. And these will be the exception to the rule. It is for this reason that we say the principal contradiction is nation in the United $tates, while spending much time discussing and addressing the lumpen class.

Therefore, in the analysis that follows, we will be defining the First World lumpen as a distinct class that is only evident in the United $tates within the oppressed nations.

Contemporary Class Analysis

While we have not seen a massive de-linking of the exploited populations, the internal contradictions of imperialism have brought significant economic downturns in recent years. In 2009 there was a steep rise in the percent of long-term unemployed (greater than 26 weeks), which has not yet declined significantly. It has hovered around 40 and 45% of all unemployed people; this is about double other high points dating back to 1960. [As of June 2016, over the 3 years since the original writing, this figure has declined to around 25%, which is still higher than the 17-18% rates that were normal before 2008.] While this could be a sign of a growing de-classed population, the U.$. economy is so rich that this unemployment has only resulted in modest increases in poverty rates.

Yet, even in the recent recession, government-defined poverty rates have not yet reached the levels they were at prior to 1965 when they were around 20%, give or take. In 2011 the poverty rate was recorded as 15%. Even this rate is inflated since assistance in the form of tax credits and food stamps is not counted as taxable income. If this income was included in their calculations it would pull 9.6 million people above the poverty line and bring the percent below the poverty rate to less than 12%.(1) So it is only a small group at the margins that may be seeing a shift in their material conditions such that they could arguably be seen as not largely benefiting from imperialism.

In order to paint a clearer picture of who is in the First World lumpen class, the following sections look at the empirical evidence both historically and today to figure out where to draw the line between lumpen and petty bourgeoisie within the United $tates. Above we defined the lumpen class as those who are excluded from the production and distribution of goods under capitalism. If you translate this into U.$. census statistics, this group would fall into those who are not participants in the civilian labor force.

Lumpen Defined by Employment Status

Employment is counted as working at least 1 hour of paid time, 15 hours of unpaid time in a family business, or being off of work (such as vacation or maternity leave) during the week referenced. The civilian labor force includes everyone defined as employed or unemployed (looking for work). Therefore the lumpen would be found in the group that is outside the civilian labor force. In the following graph we can see that this excluded group has grown in size only slightly since 1960, whereas the labor force has grown much more.

Not everyone in the middle group in this figure is part of what we would consider the lumpen. We have subtracted out housewives, students, and the elderly (detailed calculations for this subtraction are included in the full draft lumpen book).

In this graph we see the biggest changes being the increase in the lumpen (from 1.5% in 1960 to 10.6% in 2010) and the decrease in the housewives category. While this is completely feasible, the direct relationship between these two groups in the way we did the calculation leaves us cautious in making any conclusions from this method alone. In order to confirm that our big picture estimate of the lumpen here is in the ball park we will look at this a couple of other ways, including trying to break down the lumpen via its constituent parts to see how they add up.

Also, keep in mind that we are concerned with the oppressed nation lumpen as a progressive force for national liberation struggles. The above method does not differentiate between nations, and we can assume that somewhere around half of that 10.6% is white Amerikans.

Gaps in employment rates between New Afrikan males and white males are quite large, and they have increased over the period of 1970-2010. Further, the unemployment rate does not include those in prison or those on public assistance programs. So when “unemployment” rates are reported as being twice as big as for New Afrikans compared to whites, this is an understatement because those rates are only calculated on the civilian labor force who is looking for work. Austan Goolsbee, former economic advisor to U.$. President Barack Obama has stated that since the mid-1980s “the government has cooked the books” on unemployment rates “because government programs, especially Social Security disability, have effectively been buying people off the unemployment rolls and reclassifying them as not ‘in the labor force.’”(3) This is a prime example of what we call the First World lumpen.

From this analysis of employment status we conclude that the 10.6% of the population that is unemployed and not housewives, students or elderly is principally lumpen. Conservatively we can assume that whites as 65% of the population are that same portion of the lumpen. This means that the oppressed nation lumpen defined by employment status constitutes about 10% of the oppressed nation population.

Lumpen Defined by Income

One thing that jumps out when looking at income data is the difference between individual income levels and household incomes. Some 39% of households had two or more income earners in 2010, so that over 20% of households made six figure incomes, while only 6.61% of individuals did.

Because individuals do tend to live in small group households, we will mostly look at that data below. Another thing that such an approach captures is the difficulties faced by many single-parent households. Single-parent households are the exception in that they do not benefit financially from having many members in their house because one earner must provide for many people. While this is very doable on a labor aristocracy wage, the demands of child-care and also keeping a job make it difficult for many single mothers who end up on public assistance. As a result there is a strong gendered component of the poor and lumpen that we will look at more below.

Before jumping into the numbers, let’s look at the definition of employed. While some in the unemployed group (defined as those who have been looking for work) may fall into the lumpen class, probably even more in the employed group do, seeing that you only have to get paid for one hour of labor per week to be considered employed. Those who are marginally employed, but are dependent on public assistance or the criminal underground to meet their needs, might reasonably be considered part of the First World lumpen class, especially in the context of the oppressed nation ghettos, barrios and reservations.

Here are some numbers to keep in mind as we look at income levels. A persyn working full-time for minimum wage will make at least $14,000 per year, depending on the state they work in. An estimate of average value produced per hour is between $3 and $5 based on global GDP and global workforce.(4) At that rate, working 40 hours a week year-round, one would produce almost $10,000 per year, which may be a good cut off point for saying whether a full-time worker is making more or less than the value of their labor.

From this we can assume that a person earning $14k or more is participating full time or nearly full time in the labor force. They are, therefore, not a candidate for the lumpen. Since wages for Amerikan citizens are all above the global average wage, any legally employed worker will be making more than the value of their labor. Those making less than $14,000 per year will be in 3 main categories: part-time employed youth, migrants making proletarian or semi-proletarian wages, or marginally employed people who depend on public assistance and other sources of income.

Around 30% of those with an income, and over age 15, were under the $15,000 per year mark in 2010, while 15% were under $10,000 per year.(5) This excludes people with no income, especially youth under working age who are a special case. But it includes people who are part of households with others who also have incomes. For example, a housewife who works one day a week for extra income and has a husband who makes $50,000 a year could be in this group. But this 15% gives us one more reference point to think about when estimating the First World lumpen.

Almost 50% of those earning at or below minimum wage are 16 to 24 years old, and 23% are just 16 to 19 years old.(6) This is a case where we would not necessarily see income defining class status. Most of these youth know that they are likely to make more money when they get older by looking at the adults around them. To eliminate the effect of these temporarily low-paid youth, who are still making more than the value of their labor, we will now look at household income and break it down by nationality.

Quintiles break up a population into five different equal-sized groups defined by a range, such as income level. Looking at the lowest quintiles of the population in terms of income is one way to tease out the size and composition of the lumpen. The average income of the lowest quintile is dramatically different between whites and New Afrikans/Latin@s with the poorest whites earning more than double the poorest New Afrikans/Latin@s.

One problem with just looking at income in defining lumpen is that it may be a temporary state of someone being in a low income group. Youth definitely fall in this category. Some older folks who are retired, who are clearly not lumpen, also fall in this category. Among the 20-55 age group there are good reasons why some people have temporarily lower income but still are part of the labor aristocracy, such as short-term unemployment.

Clearly there are significant differences between single individuals earning $10,000 per year and a head of household with 4 children earning that same income. Looking at income by size of household gives us more detail on the total economic situation of a family. And we can use this data to calculate the maximum possible income per persyn for each group. This underscores the dramatic difference in financial situations faced by families based on the number of kids they have. We might use this data to create cut-offs for families whose kids are falling in the lumpen. While parents earning minimum wage and working close to full time are not part of the lumpen by definition, their income puts their kids basically outside of traditional economic financial participation and likely on the streets hustling for extra cash.

Again, the First World lumpen are not dying of starvation or water-born diseases that the Third World masses face. But they do suffer malnutrition, temporary states of lacking housing, water or electrical service, and exposure to environmental pollutants that most Amerikans do not have to deal with. And youth growing up in a family with a total income of less than $20,000 provides a standard of living relatively outside of the economic participation of the majority of Amerikans. An average of $5k per persyn per year in a family of 4 may provide for survival needs but nothing beyond that. In this country, youth who can not find a job to supplement their family’s income are likely to end up on the streets working outside of the traditional labor force, as a part of the lumpen. This data suggests that children of the lowest 15-20% of oppressed nation workers are good candidates for lumpen who may work their way out into the labor aristocracy as they get older.

Included in the calculations above are individuals making minimum wage or above at a full-time job, so we discard the two highest income categories for single people and, just to be conservative, the highest income level for 2 people. Using the rest of the categories to define either lumpen or migrant proletarian households, we get the following summary table.

We do an additional calculation for only families making less than $10k per year, since one full-time worker making $10k would be making above our value of labor estimate. While at both levels, there are more white families than other nations, the rates are obviously higher for New Afrikans and Latin@s. The migrant proletariat population is of course much larger in the Latin@ category. So we could say that the New Afrikan lumpen defined by income is around 20% of the population, even though the maximum for the lowest quintile was given as $16,000/ year above. One report puts the migrant workers earning less than minimum wage in 2002 at 2 million people.(10) With some 80% of immigrants in the U.$. coming from Latin America and just 2.5 million Latin@ families in these low-wage categories above, it would seem that the Latin@ poor were dominated by working immigrant families and not lumpen. If true, this is one reason nation-specific parties are needed to lead the revolutionary movements in the different oppressed nations. The class content and interests of the lowest quintile of Latin@s and New Afrikans may look similar based on income level, but have very different relations to the means of production and to other nations.

Summing up the income data for defining the lumpen population, we can conservatively use the cut off of $10k/year for family income to say that 16% of New Afrikan families are lumpen and 10% of Latin@ families are lumpen or migrant proletarian. Further, youth in families earning less than $5k per persyn fall in the lumpen even though their parents are still working full time and are not part of the lumpen. That is the children of the lowest 10-15% of oppressed nation workers. So conservatively we can say between 15-20% of New Afrikan families are lumpen and between 10-15% of Raza are lumpen or migrant proletarian.

Lumpen defined by education level

There is a strong connection between educational background and what people end up earning financially later in life. There is a clear linear association between higher degrees attained and higher earnings. We do not care so much about the distinction between college graduates and those with advanced degrees, as this is the difference between levels of labor aristocracy, petty bourgeois and bourgeois income (all enemy classes). What is potentially interesting to a study of the lumpen in the United $tates is the population not even graduating from high school. Those without a high school degree earn significantly less than people who complete high school or college, and this group includes a much higher proportion of people who earn little to no money from legal employment. Therefore we look to educational attainment as a good candidate for a proxy to measure socioeconomic status in the United $tates.

Looking at educational achievement by nationality, we see that youth not getting a high school degree are disproportionately New Afrikan and Raza. Further, looking at unemployment rates for those without a high school diploma by nationality reveals interesting differences. New Afrikans who did not complete high school had a 22.5% unemployment rate compared with whites at 13.9% and Raza at 13.2%. The rate of employment among Raza probably reflects the large migrant population working low paying jobs such as farm workers, who are fully employed but earning very little.

As discussed above, while the unemployed may be part of the lumpen, this population includes some who are temporarily out of work but are actually participating in the workforce overall as part of the petty bourgeoisie. In addition, these statistics are only collected on people who are considered to be part of the labor force.

Combining income with education level reveals significant differences between whites and oppressed nations. However, the mean earnings for those without a high school diploma are not so low that we can lump everyone without a high school degree into the lumpen, even among oppressed nations.

These numbers reinforce the theory that lack of a high school diploma in and of itself does not define the lumpen. There are plenty of people entering the ranks of the labor aristocracy without much education, pulling the average income for this group up into the labor aristocracy range. It appears that there is a split among high school dropouts where some are able to join the labor aristocracy and others are pulled down into the lumpen.

MIM has argued that youth are the most revolutionary group among the white nation because of their special status outside of the class to which they were born and because of the way that capitalist society puts youth in a position of disempowerment. A key to the labor aristocracy’s attitude as a class is the fact that individuals who may not be making much money at the moment can look around at their peers and see that they should anticipate improving their position. This is especially true for whites. Oppressed nation youth without a high school diploma, on the other hand, receive a mixed message. They look at their peers of their age group and see that they truly can not expect to get a job any time soon. On the other hand they can look at older folks around them and see a large percent having joined the labor aristocracy. This may result in a split in the oppressed nations by age where youth are part of the lumpen class for a period of time but eventually are pulled into the labor aristocracy by the wealth and decadence of imperialist society, even if they exist at the low end of the labor aristocracy. [See “Age as Gender: The Third Strand Shaping the Oppressed Nation Lumpen” in the draft lumpen book for more on this.]

The education analysis doesn’t give us a definitive calculation of the lumpen but we can conclude that a sizable portion of the group with no GED or high school degree is part of the lumpen, and this group is 15% of New Afrikans and 35.7% of Raza. These numbers will overlap with unemployment and family income numbers as many people will fall into all three groups.

What About First Nations?

The First Nation populations within the United $tates remain decimated from the history of settler genocide and continued oppression. As a result, the native people of this land, not including Chican@s, is less than 1% of the total population. An estimated one third of them live on reservations, totaling about 700,000 people.

Despite their decimation, First Nations tend to have a greater consciousness as nations separate from Amerika with rights to their own land, compared to the oppressed nations in the United $tates as a whole. And there remain concentrations of the indigenous population in certain regions that provide a base for significant resistance. On a number of these larger reservations, the percentage of families with incomes less than $3000 per persyn ranges between 15 and 25%. For New Afrikans as a whole that figure was 10%, though in regions such as south central Los Angeles it may be similar to First Nations.

Similarly, labor force participation rates on many of the larger reservations are lower than the average for other nations in the United $tates by as much as 23%. In San Carlos Indian Reservation 31% of people were receiving cash assistance in 2000, about 15 times the average for the country. About 34% received food stamps. Five of the ten largest reservations had almost a third of the population on food stamps and six had at least 15% receiving cash assistance.

One disadvantage that First Nations face on reservations is the lack of infrastructure benefits that virtually everyone else in the United $tates enjoys, which factors into our class position and perspective in this country. On reservations 14% of homes lack electricity, 18% lack adequate sewage, 18% lack complete kitchen facilities, and 20% lack indoor plumbing. These are unique conditions that First Nation vanguards must address that will not be of concern for the general U.$. population.

We present these numbers separately because the First Nation population is so much smaller than the other nations we focus on here, and because data on people living on reservations overall is not very complete.(12)

Groups within the Lumpen

Above we looked at employment status, education level and income to estimate the size of the lumpen class in the United $tates. A third approach is to look at the individual groups that make up the lumpen class as a whole. The main categories of people we will discuss below are the population that is imprisoned and under correctional supervision, the homeless, those dependent on public assistance and those involved in the underground economy.

1) Lumpen in prison and under correctional supervision

The imprisoned population is one segment of the lumpen that is excluded from the methods previously discussed since they are part of the “institutionalized population” in the U.S. Census data. For that reason, we might think that the above calculation underestimates the size, as well as the growth, of the lumpen class in the United $tates.

In 2011, there were 6.98 million adults under the supervision of the state via imprisonment, probation or parole, in the United $tates. This was 2.9% of the overall population, with just those in prison being slightly less than 1%. The overall percentage increased at a decreasing rate between 1980 and 2008.(13).

Focusing on the oppressed nations, over 3% of New Afrikan men are in prison. That number is about 1.3% for Latin@s, and less than 0.5% for whites. Rates for First Nations were not given in this report, but tend to be even higher than those for New Afrikans. If we extrapolate imprisonment statistics to all adults under supervision, we get about 8.7% of New Afrikan men and 3.8% of Raza men under some form of state supervision. With recidivism rates as high as they are, we are comfortable saying that those 1 million Raza men and 1.6 million New Afrikan men are part of the lumpen class. The same calculations put around 56,000 Raza wimmin and 73,000 New Afrikan wimmin in this group, plus a significant, but uncertain number of First Nation and Asian lumpen under state supervision. As a result, we suggest that 2.5 million is a safe estimate of those who’d fall in the group of imprisoned/formerly imprisoned lumpen, excluding whites. This would add less than one percentage point of the overall U.$. population to our total, but would include another 4.5% of New Afrikans and another 4% of Raza. Note that these numbers can’t be added to the totals from the unemployed or income-based lumpen groups above because those out of prison will overlap greatly with this group.

White men in this group number about 1.3 million, but are much more likely to find employment and join the labor aristocracy after release from prison. While in prison white men do fall into the lumpen class but lack the oppressed nation outlook and so often join white supremacist groups rather than supporting revolutionary organizing. This is just one factor contributing to a national outlook that leads us to exclude whites overall when discussing the revolutionary potential of the First World lumpen.

On any given day, nearly 23 percent of all young New Afrikan men ages 16 to 24 who have dropped out of high school are in jail, prison, or a juvenile justice institution in the United $tates.(14) So there is a significant overlap between those without a high school diploma and the prison population. This reinforces the lack of a high school degree as an indicator of the lumpen, but as we showed above, it’s not sufficient alone to identify the lumpen as plenty of labor aristocracy people come from this group as well.

2) Underground Economy

The underground economy parallels the legal economy, and has a parallel class structure. While the economy is capitalist and therefore dominated by bourgeois ideology, the majority of the people in this economy could be considered part of the First World lumpen in that they live at the margins, often with a parasitic relationship to the greater economy. While all communities have people who work “off the books,” just as they all have drug dealers, there is a qualitative difference between communities where that is the exception and where that is the rule.

We divide the underground economy into the following categories:

1. illegal national bourgeoisie in drugs
2. illegal labor aristocracy
3. parasitic hustlers (thieves, scammers, pimps)
4. illegal service workers (prostitutes, corner boys)
5. small-time service workers (food prep, car repair, reselling)

Mao saw the national bourgeoisie as a class that can be an ally in the anti-imperialist war, but cannot liberate the nation itself. Due to the parasitic class nature of the internal semi-colonies in the United $tates today, we do not see the traditional Black and Brown bourgeoisie playing this role. Instead they are some hybrid of petty bourgeoisie and comprador bourgeoisie economically benefitting from the empire. Where we see a parallel to the national bourgeoisie of the exploited nations is among the marginally employed and illegally employed lumpen who rise within the illegal economy. Just as Mao’s national bourgeoisie was disadvantaged by imperialist control of their nation, it is the lumpen alone that is excluded from participating in the spoils of empire as the majority of oppressed nationals within U.$. borders do today. And when they do tap into those spoils through illegal enterprises, they remain in a precarious position.

The underground economy includes many small-time service workers who provide food preparation, car repair, vendor and small maintenance services in oppressed communities. The work performed is no different than any other service worker in the legal economy, but their work is usually irregular in such a way that they are part of an underclass that we consider close to the lumpen as they are excluded from the legal economy.

The illegal economy can be looked at separately from the service workers providing legal services off the books. The illegal economy is where we find those traditionally considered the lumpen. It would include the obviously-parasitic hustlers who rob, scam, fence and pimp. But the biggest sector of the illegal economy, and one of the most important sectors of the global economy, is the drug trade. The drug trade, while largely in the realm of the lumpen class, is successful enough to support a well-defined class structure of its own including a full-on bourgeoisie, a stable group earning what would be the equivalent of labor aristocracy wages, and a workforce that receives a more marginal income. The small-time drug dealers in oppressed communities could be grouped with the, largely female, sex workers as a group of illegal service workers who make incomes that are marginal in terms of global wage distribution.

Much of the illegal drug economy in the oppressed communities is carried out by lumpen organizations (LOs). These organizations historically were more dependent on extortion, and this still plays a large role in the economics of LOs. Extortion would be another example of clear parasitic relations of the lumpen with the rest of the community.

LOs are often formed along national lines, bringing with them a legacy or ideology of nationalism. Where these organizations are successful enough to create a bourgeoisie, or even an aspiring bourgeoisie, we see the basis for a national bourgeoisie in the internal semi-colonies.

3) Public Assistance Dependents

While 8% of the U.$. population receives some form of assistance from the U.S. Department of Health and Human Services, about 1.7% of the population receives more than half of their income that way. That translates to about 5.34 million people we could say are dependent on public assistance. Of those, about 3.25 million (61%) are not white and 2.13 million (40%) are New Afrikan.

Approximately 90% of U.$. citizens receiving cash assistance benefits are single mothers.(15) Just as the imprisoned lumpen is mostly men, the population on certain forms of public assistance is largely made up of wimmin with children, most of whom are actually white.(16)

4) Homeless

Up to 3.5 million people are homeless in the United $tates, about 1% of the population each year.

First Nations are overrepresented in the homeless population by a factor of 4, while New Afrikans are by a factor of 3.25. Youth under 18 are overrepresented by a factor of 1.65. Whites and Asians are underrepresented in the homeless population.

Conclusions

The table below sums up the conservative estimates we have made with regard to who constitutes the lumpen within U.$. borders. Our best total estimate for New Afrikans and Raza comes from the sum of the people identified based on family income and those actively in prison or jail. First Nations are calculated separately. All other methods of calculation are going to double count people we identified by family income and so can not be added to our totals.

We conclude that conservatively we can count 20-25% of the New Afrikan nation as part of the lumpen. Among Raza we calculate between 15-20% as part of the lumpen or migrant proletarian.

To separate out the lumpen from the migrant proletariat among Raza we need to look at the number of migrant Raza in the United $tates. A Pew Hispanic Center 2005 report estimated 11.5 to 12 million total “illegal immigrants,” 56% from Mexico, and 22% from other Latin American countries. The U.S. Department of Homeland Security in 2009 estimated 10.7 million “illegal immigrants,” 62% from Mexico, and at least 15% from other Latin American countries. These numbers give us an estimate of between 8 and 9 million Latin American migrants in the United $tates. If the census accurately counts Latin American migrants, 17% of this population (based on 8,500,000 migrants) is not in the U.$. legally and most of that group would be migrant proletariat. That leaves a rather small group of lumpen. We can probably assume, however, that the census undercounts migrant workers because of both the transitory nature of the population and the fear around filling out government paperwork. Based on this reasonable assumption, we can perhaps estimate that the lumpen population among Raza is between 5-10% of the total population.

Given the volatility of the people who are still young and are excluded from the system economically and along national lines, the imperialists have no interest in an expanding lumpen class. And the only internal contradiction that would force an expanding lumpen class in the imperialist countries is extreme economic crisis.

As a baseline we can say conservatively that around 2010 the lumpen class represented about 20% of New Afrika, 5% of Raza and 30% of First Nations. This population represents about 4% of the overall population of the United $tates, and there is no strong evidence of the First World lumpen increasing in a significant way in recent years.

One example MIM had cited in support of the Panther theory of an expanding lumpen due to mechanization was the skyrocketing prison population centered around the 1990s, but spanning the time between the demise of the Panthers and today. While the numbers are staggering, this is still a tiny proportion of the oppressed nations. And rather than being the product of shifting economic conditions, we argue that they are primally a product of the open conflict between the white nation and oppressed nations in the United $tates via the white power structure of the state.

The police and prisons were the white nation’s stick and the economic opportunities and integration were the carrot presented to the oppressed immediately following the strong liberation movements of the 1960s/70s. Therefore, if we see oppressed nation prison populations shift into a downward trend, that would support the idea that the carrot is increasing in effectiveness in integrating them into Amerika.

The flip side of that is as long as oppressed nation prisoners keep increasing, we have strong evidence of an antagonistic contradiction along the lines of nation in the United $tates. Of course we have seen the trend level off a bit in recent years, ironically, largely in response to economic crisis. But it is too soon to say what that means.

“We seldom, if ever, think of ourselves as among those petty-bourgeois forces in need of committing ‘class suicide’ - but We must remember where We are. Here in the seat of empire, even the ‘slaves’ are ‘petty-bourgeois,’ and our poverty is not what it would be if We didn’t in a thousand ways also benefit from the spoils of the exploitation of peoples throughout the world. Our passivity wouldn’t be what it is if not for our thinking that We have something to lose.” - James Yaki Sayles, Meditations on Frantz Fanon’s Wretched of the Earth, p. 188

I believe this quote may be of some interest to you in your development of the First World Lumpen (FWL). I believe this applies more to the Euro-Amerikkan than to the nationless New Afrikan who falls into the class lumpenproletariat (LP) by default of lacking a class society of its own.

I am aware that the New Afrikan lumpenproletariat (NAL) is more privileged than the Third World lumpenproletariat (TWL). But not privileged enough to make it reactionary. The LP of Amerikkka is majority New Afrikan - or an oppressed nation, which changes the quality of the question. So it is not just a LP, but LP of an oppressed nation. This qualitative leap in the discussion pushes us to do a through theoretical analysis on the LP from all sides of the question.

The contradiction may look like this: First World lumpen and New Afrikan lumpen.

Then it can be stated as this: Euro Amerikan FWL and New Afrikan FWL

Then Euro-Amerikan FWL must be understood to be reactionary as it is majority white nationalist (racist). They consist of oppressor nation background.

MIM(Prisons) responds: We have a lot of unity with this comrade on assessing the national contradiction between oppressed and oppressor nation lumpen. As we get into in the Lumpen Class Analysis article in ULK 51, we make a distinction between the lumpenproletariat and the First World lumpen that gets at this comparison between the NAL and TWL the writer points out. We find the lumpenproletariat in countries where there is a sizable proletariat, while the First World lumpen exists in First World countries where there is almost no proletariat to speak of, and this later group benefits from living in an imperialist country.

Further, we agree that there is an important overlap between class and nation when it comes to the lumpen. The national privilege of the oppressor nation makes it unlikely that the lumpen from that nation will be revolutionary, while national oppression puts the lumpen from oppressed nations more likely to be on the side of the world’s oppressed. In fact, we believe that the class privilege enjoyed by the oppressor nations extends to encompass any potential white nation lumpen to the extent that they can effectively be considered part of the petty bourgeois class from the perspective of class consciousness. And so when we talk about First World lumpen, we are usually looking at oppressed nation lumpen only.

In response to the May 2013 article Rats Undermine United Front Unity, as a brother of the struggle, originally from Texas, I send mine to all you brothers and sisters back home.

As leaders, we have to be serious about our roles in the movement, accepting responsibility for any personal miscalculation made while representing our units, party, cell, etc.

Period. No cut on it.

Communication is key when organizing the lumpen to unite. And most times having a safe and secure line of communication can be just as important, if not more important, than what is actually being said. Because what is a line of communication if it is always being disturbed, interfered and disrupted? I don’t know, but it isn’t effective communication I tell you that.

So often we hear prisoners commenting on how great the power of snitches and provocateurs are, and it bothers me that we are able to concentrate so much energy on them instead of on the tactics of countering their elementary crosses, and their state.

Sometimes we revolutionaries have to accept the consequences of our miscalculation so that we can learn an experience that allows us to identify the signs of the problem when it approaches again, instead of being so quick to place blame or responsibility on another person.

I personally was caught slipping while in the possession of a wire regarding economical development involving a select few. The flashlight turtles ran up at an unexpected time to my assigned quarters. With the choice of catching a narcotics possession/distribution charge or dropping my line in order to dispose, I took the latter option and became guilty of losing an important wire. I didn’t agree with the charge by my peers or the penalty, but I did take responsibility for the wire being lost. It is very likely that someone very close to me set the authorities to get with my program, but the point is it was my responsibility to safe guard the wire. I lost a lot due to one miscalculation - like a comrade at arms on the battlefield - from great allies who can never again support my campaigns, to resources of a collective committee with it’s tentacles reaching into places all across the seas. But on the other hand I learned that the ability to secure and stabilize a line of communication with very important factions behind the wire from state to state is very powerful. But for most it’s a learned ability.

I suggest to all comrades that we learn to say who did it less, and practice doing it more. Securing and stabilizing lines of communication is a great place to start.

MIM(Prisons) adds: We’ve written extensively about the importance of secure communications both behind the bars and on the streets. This is a critical element of self-defense for the revolutionary movement. As the state expands it’s tactics of infiltration and information gathering, we must expand our defenses.

I want to comment on your article “Soulja Boy Dissed by Amerikan Rappers,” featured in ULK22. Personally it is a grave disappointment to witness what hip hop has morphed into. We went from “Fuck da Police” and “Don’t Believe da Hype” to “A Milli” and “Arab Money.” Ironically the vast majority of the people that these modern day braggarts grew up around don’t even have U.S. middle-class money, let alone “Arab Money.”

Modern day hip hop artists seem unable and/or unwilling to move beyond this brag-about-my-wealth style of rap. Of course there’s exceptions to this but in general there’s no longer any social consciousness or depth to the lyrics of these mainstream hip hop artists. I’m no hater and I love to see people prosper and enjoy life but an album has to go beyond an artist detailing his or her good fortunes, to really have merit.

But pertaining specifically to the article, is it any real surprise that these artists ostracize an associate for something as simple as speaking his mind? The one main thing that the Black nation has been consistently good at throughout the years is attacking one another and embracing division, internal division.

Additionally all, or most of, the major hip hop artists are personally benefiting from the current system and establishment so naturally they stay in tune with it. They don’t care that the overwhelming majority of people who look like them have been systematically discriminated against and oppressed from the very origin of this racist and corrupt country. The Hollywood set of the Black nation, which most of these hip hop artists integrate to, would sell their mothers and sisters for the crumbs their “massa” throws to them.

In part it goes all the way back to their forefather’s house, which is Uncle Tom’s cabin. A place where anybody who opposes “massa” is the enemy. And these descendants of Uncle Tom are the same today, they will go the extra mile, extra 1,000 miles, to protect their imperialists masters’ interests; chiefly because they perceive some sort of shared interests and maybe even camaraderie.

Many people, even some in the underprivileged class, accept and embrace the glaring inconsistencies and contradictions which permeates U.$. society. They willfully embrace the lie that the establishment means good for them and the rest of the world, and when they’re being pacified with their “Arab-Money” there’s little chance they’ll think any different.

MIM(Prisons) responds: While we share this comrade’s dismay at the current state of politics from major hip hop artists, we don’t see them as quite so isolated in their benefits from the current system. While the New Afrikan nation certainly faces ongoing national oppression within U.$. borders, they also enjoy the wealth of an imperialist country and can see that they are better off than the majority of the world’s people. The vast majority of U.$. citizens, regardless of nation, are earning more than the value of their labor and are part of the labor aristocracy. So in a way, hip hop artists who speak about their good fortune, do represent something real to their audience, even if their level of wealth is unattainable for most of their listeners. And the shared interests with the imperialists are real: the wealth of the labor aristocracy is won from the exploitation of the Third World.

The newspaper of the bourgeois nationalist Nation of Islam, The Final Call, recently ran an article titled, “Powerless Majority? State of the Dream 2012 says non-Whites will still suffer as largest U.S. group.” (1)

The article was an overview of the annual report written by United for a Fair Economy, a Boston-based economic think tank, which does a yearly assessment of progress on Dr. Martin Luther King Jr.’s vision of justice and equality since Dr. King was assassinated by the imperialists.

The 2012 report, the ninth such report, analyzes 30 years of public policy on the “racial” [national - BORO] divide and how it impacted economics, poverty, education, home ownership, healthcare and incarceration. The conclusion: although oppressed semi-colonies will be the population majority by 2042, they will also be the poorest, least educated, most unemployed and most incarcerated, with at least five million New Afrikans being held kaptive in state and federal prisons.

BORO does not find it strange that such a bleak future is being predicted for oppressed nations under the current system, especially the projected incarceration figures considering the fact that in 2012 there are more New Afrikans in prisyn than were in slavery in 1850.(2)

In the conclusion of the “Dream” article, one of the co-authors of the Dream report is quoted as saying, “we have a nation that has a history of ‘racial inequality’ [national oppression - BORO] and white supremacy, all the things that have been put in place 50 years ago, 100 years ago, are still together, intact. If you break down all these institutional structures and start looking at things in a different way, we’ll continue talking about disparities because we’re not fighting the real thing.”(1)

The dreamer is correct that it is the “structures” of this system that are hindering oppressed nations from self-determination and national development. Yet he/she failed to identify the capitalist-imperialist system as the “real thing” that is the impediment to national independence and how we were to fight it. As a result, he/she implies that we can reform the system and do not need revolution to put an end to imperialism.

Amerikkkan Nightmare

Malcolm X once said that for New Afrikans (and other oppressed nations), the Amerikan dream was nothing but an Amerikan nightmare. Not much has changed to alter the validity of that statement.

If oppressed nations are to defeat imperialism and attain self-determination and national independence, they must come to understand, in a more scientific way, that the political structure and social institutions which make up the superstructure of society have to be understood in relation to the underlying economic base (substructure) and to all of the contradictions within the economic base.

Why? Because it is the capitalist-imperialist economic system that gives rise to the contradictions we call poverty, mass incarceration, homelessness, unemployment, etc. in this society. The resolution of the former, will be the beginning of the resolution of the latter. That is why we stress that we must build institutions of the oppressed to address these contradictions and prepare for a new society. But as we say in the hood and barrio, “don’t nothing come to a sleeper, but a dream!”

Wake Up

What the State of the Dream report did accomplish, was to provide the poor and oppressed with an outlook of how their future is being predicted based on concrete analysis of concrete conditions. The other is that either the imperialists are unwilling or do not have the power or capability of solving the problems we face. Thus, they are unfit to be in positions of power and influence over the people.

Conversely,

“… every struggle that we engage in must have the dual purpose of undermining U.S. power, and of transferring that power to the people. We must gradually dismantle the oppressive state apparatus, and begin to build a new people’s state apparatus, creating its embryonic structures in our communities, as we build people’s organizations and institutions that end the violence, house the homeless, heal the sick and educate and train our people for their responsibilities in a new society. Each time the people themselves create and develop an idea, build an organization, solve a problem, we show through practice that we can create new structures, and new ways, that satisfy our needs. Otherwise, our needs will go unsatisfied.”(3)

Justice and equality in imperialist Amerikkka?? Dream on!!!